[ad_1]
Actions are based on authoritative, professional, timely and comprehensive Golden Unicorn analyst research report to help you seize potential thematic opportunities!
Original caption: More than 50 bank supervisors and executives were investigated in the first three quarters, and many were still held liable after retirement.
Anti-corruption efforts in the financial sector continued to increase. According to incomplete statistics from publicly available data, a CBN reporter, as of September 28, in the first three quarters of this year, more than 50 financial executives and supervisors have been investigated.
Among them, the corporate governance of small and medium-sized banks is flawed, and minority shareholders are likely to manipulate the bank’s decision-making, which has become the focus of investigation. Improving corporate governance and managing internal control of small and medium-sized banks will continue to be the focus of future banking work.
In addition, the disciplinary inspection department has intensified investigations into retired financial executives and retired financial supervisory officials. Since the beginning of this year, about 10 retired bank executives and financial supervisory cadres have been investigated.
Small and Medium Banks are “Accident Prone Areas”
In recent years, top executives of small and medium-sized banks have been frequently vetted. It is difficult to establish effective supervision and control in the business management of some small and medium-sized banks, and it is easy to generate corruption, corruption and other violations of law and discipline. According to incomplete statistics from China Business News reporters, since this year, more than 30 senior executives of small and medium-sized banks have been investigated.
Among the small and medium banks investigated, there were many “crypto cases”. For example, on September 25, the Heilongjiang Provincial Disciplinary Inspection Commission announced that Guan Xihua, the former deputy party secretary and chairman of Longjiang Bank Co., Ltd., was suspected of serious violations of discipline and law, and he is currently undergoing disciplinary review, supervision and investigation.
Before this, the senior executives of Longjiang Bank had “lost horses.” In July 2015, the website of the Central Commission for Disciplinary Inspection issued a notice stating that Wang Guibin, Vice Chairman of Longjiang Bank, was being investigated for alleged serious discipline violations; In 2014, former President Yang Jinxian and former Vice President Yang Baoren were investigated.
For another example, on August 25, the Yantai Disciplinary Inspection Commission’s official WeChat account “Yantai Disciplinary Inspection and Supervision” announced that Shi Xuedong, the former deputy party secretary, director and chairman of Yantai Bank, was expelled. party on suspicion of taking bribes and illegally issuing loans. And expulsion from public office.
Prior to this, three Yantai Bank presidents were investigated. In July 2019, Ye Wenjun, a former party secretary and chairman of Yantai Bank, agreed to the disciplinary review and the supervision and investigation. Ye Wenjun’s predecessor, Zhuang Yonghui, was investigated in the “Yantai Bank Invoice Case” in early 2012. In May 2003, Yu Xingcheng, the first president of Yantai Bank, was sentenced to 12 years in prison for illegally accepting property of others.
Since this year, many supervisory officials have been investigated. According to the website of the Sichuan Provincial Commission for Disciplinary Inspection and Supervision, the party secretary and director of the Liangshan Financial Work Office, He Xuemei, was suspected of serious violations of discipline and law and was subject to review. disciplinary and supervision and investigation; on July 20, according to the Disciplinary Inspection and Supervision Group of the China Banking and Insurance Regulatory Commission of the Central Disciplinary Commission, According to news from the Provincial Disciplinary Inspection Commission, Zhang Anshun, former party secretary and director of the Shanxi Supervisory Office of the China Banking Regulatory Commission is suspected of serious violations of discipline and law, and is undergoing disciplinary review, supervision and investigation.
In addition, several top executives of the main state banks were investigated. On September 11, according toCommunications BankAccording to news from the Disciplinary Supervision and Inspection Team and the Tianjin Disciplinary Inspection Commission, Ma Xiao, a member of the Party Committee and vice chairman of the Hebei Bank of Communications branch, was suspected of serious violations of discipline and law and is currently under disciplinary review and supervision and investigation; August 28 –ICBCWang Yingkui, former deputy general manager of the company’s financial business department, was under review and investigation; On August 4, a report from the Zhaotong City Disciplinary Inspection Commission showed thatABCChen Ken, deputy general manager (in charge of work) of the Yunnan branch operation and management department, was suspected of serious violations of discipline and law, and the Central Commission for Disciplinary Inspection and the National Bank Supervision Commission Agricultural Bank of China transferred it to the Yunnan Provincial Supervisory Commission of the Agricultural Bank of China. The Yunnan Provincial Supervisory Commission appointed the Zhaotong City Supervisory Commission under jurisdiction.8 On the 28th, the website of the Zhejiang Provincial Disciplinary Inspection Commission showed thatConstruction benchWang Jianxiong, a former party secretary and chairman of the Huzhou branch, is suspected of serious violations of discipline and law, and is undergoing disciplinary review by the Disciplinary Inspection Committee of the Zhejiang Branch of the Construction Bank of China. China and supervision and investigation by the Huzhou Supervisory Committee.
According to data from the website of the State Supervisory Commission of the Central Commission for Disciplinary Inspection, in the first half of the year, the China Banking and Insurance Regulatory Commission accepted 600 reports and complaints, handled 515 trouble leads, filed 52 cases and closed 28 cases.
The “troubled financial charts” were also investigated after retirement.
Retirement is just a point in time, not a safety line. Since the beginning of this year, many retired financial executives and financial oversight cadres have also appeared on the list.
For example, Tong Tieshun, former party secretary and chairman of the Rural Credit Cooperative Union of Inner Mongolia Autonomous Region, retired in August 2017, but on September 25 of this year, the Region’s Disciplinary Inspection Commission Autonomous Inner Mongolia reported that he was undergoing a disciplinary review and a supervisory investigation; Agricultural Bank of Shaanxi Province Han Zhen, former deputy secretary of the party committee and vice chairman of the branch, retired in March 2014. However, on September 5 this year, according to the Disciplinary Supervision and Inspection Group of the National Supervisory Commission of the Central Commission for Disciplinary Inspection in the Agricultural Bank of China, Han Zhen is suspected of serious violations of discipline and law and currently accepts stationed in agriculture. Disciplinary review and supervisory investigation by the Bank’s Disciplinary Inspection and Supervision Team.
Wang Yingkui, former deputy director general of ICBC’s Corporate Financial Business Department, retired in August 2015. However, on August 28 this year, according to the Disciplinary Inspection and Supervision Group of the Commission’s State Supervision Commission Central Disciplinary Inspection at the Industrial and Commercial Bank of China and the Hebei Provincial Disciplinary Inspection Commission, Wang Yingkui was suspected of committing a serious offense. Violation of the law, is undergoing disciplinary review and supervision and investigation; Guo Jizhuang, a former party secretary and chairman of the Qinghai branch of China Construction Bank, retired in September 2015, but on June 24 this year, according to the website of the Central Commission for Disciplinary Inspection and the Commission of State Supervision, was suspected of serious violations of discipline and law. Under disciplinary review and supervision and investigation, on June 20, according to the website of the Heilongjiang Provincial Disciplinary Inspection Commission, former party secretary and chairman of the Qiqihar branch of the Postal Savings Bank Wang Jiwu was suspected of serious violations of discipline and law and was undergoing disciplinary review, supervision and investigation. Prior to this, Wang Jiwu retired in February 2020.
In addition, a number of retired financial supervisory officials have also been investigated. On July 20, according to the website of the State Supervisory Commission of the Central Disciplinary Inspection Commission, Zhang Anshun, a former party secretary and director of the Shanxi Supervision Office of the China Banking Regulatory Commission, was suspected of serious violations of discipline and law and was undergoing disciplinary review and supervision and investigation. Zhang Anshun retired in July 2019; June 4 According to the website of the State Supervision Commission of the Central Disciplinary Inspection Commission, Xue Jining, former party secretary and director of the Inner Mongolia Supervision Office of the China Banking Regulatory Commission, was suspected of serious infractions discipline and law and was subject to disciplinary review, supervision and investigation. Xue Jining retired in March 2015.
Some bankers said that for the financial cadres in question, even after retirement, they continue to be detected, and the release of a signal of strict governance of power for personal gain is more conducive to the stability of China’s financial banking system.
In September this year, the competent person in charge of the China Banking and Insurance Regulatory Commission stated that the China Banking Regulatory Commission will continue to carry out a comprehensive assessment of the corporate governance of bancassurance institutions and special rectification work. , strict liability and punishment, strengthen public disclosure and promote the rectification of problems. At the same time, it will accelerate to address deficiencies in the corporate governance regulatory system, and will formulate or revise important corporate governance regulations such as corporate governance guidelines for bancassurance institutions, regulatory guidelines for the behavior of major shareholders, and methods performance evaluation of directors and supervisors. Governance Mechanism.
Sina Statement: This news is a reprint of Sina Cooperative Media Posting this article on Sina.com for the purpose of conveying further information does not mean that I agree with their views or confirm their description. The content of the article is for reference only and does not constitute investment advice. Investors operate accordingly at their own risk.
Massive information, accurate interpretation, all in the Sina Finance APP
Editor in charge: Chen Zhijie
