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Summary
[La Junta de Innovación de Ciencia y Tecnología asegura claramente que las reglas de supervisión en el sitio de la empresa de recomendación están destinadas a prevenir “la enfermedad se importa de la boca”]On the night of February 3, the Shanghai Stock Exchange issued the “Shanghai Stock Exchange Science and Technology Innovation Board Publication Review and Publication Rules Applicable Guidelines No. 1-Supervision of Sponsorship Site” (in below, “Guide to on-site monitoring”). (Daily Values)
forcapitalmarketThe best prevention of “disease in the mouth” undoubtedly lies in strengthening the dimension of supervision in advance “qualityControls and punctual evaluations “.
On the night of February 3, the Shanghai Stock Exchange published the “ShanghaiValuesTo exchangeIssuance of the Science and Technology Innovation Board and review of quotesApplication Guidelines for Rule # 1: Sponsor’s Business Onsite Supervision (hereinafter “Guidelines for On-site Supervision”).
The author believes that the “Guidelines for on-site supervision” serve asScience and Technology Innovation BoardThe “Operations Guide” for on-site supervision of sponsoring companies is the institutionalized construction of normative experience in practice, the market “green foundation” for in-depth reform of the registry system and a consistent and profound manifestation intensity and direction of supervision.
First, from the completeness and enforceability of the relevant regulations, it can be seen that the “Onsite Supervision Guidelines” are a further construction of the system performed by the Shanghai Stock Exchange based on the evaluation and summary of previous practical experience.
To the best of the author’s knowledge, on-site oversight of the sponsorship business has been going on for almost two years and multiple rounds have been implemented. The Shanghai Stock Exchange has also taken specific supervisory measures for the concentrated problems found in supervision. The “Guidelines for On-site Supervision” released this time can be described as a “collection of experiences”, mainly for the sponsoring institutions, but reserved for other values.ServiceInstitutional space for supervision on the institutions site; for projects suspected of deliberately circumventing on-site monitoring, the trigger to directly start on-site monitoring is presetmechanism;versusinspect on siteDesigned an efficient and cohesive system arrangement; emphasized the management of intermediary agencies of “repeat offenders” …
Indeed, the institutionalization of practical experience is precisely whatthe playIn the implementation of the important working links of the regulatory policy of “systems construction, non-intervention and zero tolerance”.
Second, intermediary agencies are suppressed and compactedresponsibility, It is an important “green foundation” to promote the registration system throughout the market.
With the registration system successively in the Scientific and Technological Innovation Board,To start a businessWith the launch of the board, the “three-step” registration system will soon usher in a “critical step” to promote the entire market. The prerequisite for taking a “critical step” is, of course, good market ecology.
forcapital marketIn terms of green building, listedthe companyQuality improvement,investmentOptimizing the employer structure is an important link and, at the same time, it is also an essential part for intermediary agencies to perform the role of “gatekeeper”.
However, currentlyA crotchMarket intermediaryInstitutionalquality of serviceThe good and the bad are uneven, some intermediary agencies have a weak sense of responsibility and some agencies have a casual mindset. Therefore, it is necessary for front-line supervisory agencies to guide, supervise and even punish intermediary services through site supervision.
Third, the recent publication of the “Guidelines for on-site supervision” does not mean that there is “elasticity” in supervision, but rather a consistent manifestation of the direction and intensity of supervision.
On-site supervision is a coordinated review and investigation mechanism under the registry system, for the purpose of questioning a “real company”. The author believes that, as a coordination mechanism, not all of its deterrence can be appliedcompany, And mainly companies to “break the barriers with diseases”; recent marketIPOThe objective phenomenon of removing materials and laying off large numbers of companies is not a sign of stricter supervision, nor is it the purpose of supervision, but rather a natural manifestation of the intersection of “system establishment, non-intervention and zero. “from the supervision department. tolerance “with the quality of the market reporting entities.
In fact, if the reporting company itself is of high quality and the intermediary bodies are responsible for their functions, the on-site supervision will not affect the number and progress of the reporting company. The author believes that, through various dynamic regulatory measures, preventing the capital market from “importing diseases of the mouth” is exactly what the registry system is in line with market-based regulation and the rule of law.
(Source: Securities Daily)
(Responsible editor: DF520)
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